A comprehensive audit preparation toolkit for DORA compliance. Evidence checklists, control documentation templates, audit response tracker, and findings remediation planner. Be ready before the auditor arrives.
One-time payment · VAT included
30-day satisfaction guarantee
DORA audits require structured evidence, documented controls, and a clear remediation process. Most teams are not ready.
Most teams spend weeks scrambling to gather evidence when an audit is announced. Without preparation, it's stressful, inefficient, and risks exposing gaps.
Having controls in place is not enough -- you need to prove it. Missing documentation and evidence is the number one audit finding across financial entities.
Audit findings without a structured remediation plan lead to repeat findings, escalating severity, and regulatory attention.
Everything you need to prepare for, manage, and follow up on DORA audits.
Comprehensive checklist of evidence items mapped to each DORA requirement. Know exactly what documentation you need before the audit starts.
Structured templates for documenting your controls: description, owner, frequency, evidence type, and testing results.
Track every audit request, assign owners, set deadlines, and monitor response status. Nothing falls through the cracks.
Structured approach to tracking audit findings, assigning remediation owners, setting target dates, and tracking closure status.
Run through the audit checklist yourself before the auditor arrives. Identify and fix gaps proactively.
Every checklist item and control maps to specific DORA articles, making it easy to demonstrate regulatory alignment to auditors.
5 purpose-built worksheets in one professional workbook
How to use the kit, including a suggested audit preparation timeline and stakeholder engagement guide.
Comprehensive evidence requirements mapped to DORA articles with status tracking and ownership.
Control documentation templates with testing schedules, evidence linkage, and effectiveness assessment.
Audit request and response management worksheet with deadline tracking and status monitoring.
Findings tracking with severity classification, remediation plans, target dates, and progress monitoring.
At small and medium financial entities preparing for DORA audits
Managing DORA audit processes and evidence collection
Advising financial entities on DORA audit readiness and compliance
Responsible for DORA compliance and regulatory examination readiness
One tool, one price. No subscriptions, no hidden fees.
One-time payment · VAT included
Secure checkout via Lemon Squeezy. EU VAT automatically handled.
Get more with the Complete Toolkit: This tool plus 8 more DORA compliance tools and policy templates for just €229. Save 40%+.
View the Complete ToolkitBoth. The kit is designed to help you prepare for any DORA-related audit, whether internal audit, external audit, or regulatory examination. The evidence checklists and control documentation work for all audit scenarios.
Yes, the Excel format allows you to add, modify, or remove checklist items to match your organization's specific control framework and regulatory requirements.
Yes, with minor formatting differences. Core functionality works fully in Google Sheets.
Yes, free lifetime updates when regulations change or we improve the tool.
We offer a 30-day satisfaction guarantee. If the tool does not meet your expectations, contact us within 30 days and we'll work with you to resolve the issue or process a refund.